FINANCIAL INSTITUTIONS

Kessler Collins’ Financial Services Practice provides assistance with the complex legal demands facing financial institutions including banks, broker-dealers, investment advisors, insurance companies, special opportunities lenders, credit card processors, mortgage lenders, equipment lessors, and asset-based lenders. Our attorneys have expertise in AAA and FINRA arbitrations, state and federal court litigation, bankruptcy litigation, and SEC and FINRA enforcement matters. Kessler Collins attorneys also provide assistance with business transactions that impact these institutions and counsel clients on cutting-edge and unique issues such as privacy and data security.

Our clients include:

• Banks
• Broker-Dealers
• Registered Representatives
• Investment Advisors
• Equipment Lessors
• General and Asset Based Lenders
• Insurance Companies
• Special Opportunities Lenders