Financial Institutions

Kessler Collins’ Financial Services Practice provides assistance with the complex legal demands facing financial institutions. Our attorneys have expertise in arbitrations before FINRA panels, state and federal court litigation, SEC and FINRA enforcement matters and business transaction matters that impact broker dealers, investment advisors, banks, insurance companies, credit card processors and mortgage lenders and brokers. Kessler Collins has experience in retail financial services, privacy and the unique challenges of data security.

Our clients include:

  • Banks
  • Broker Dealers
  • Registered Representatives
  • Investment Advisors

Related attorneys:
Daniel (Dan) Callahan
Gary Kessler
Philip (Phil) McNicholas
Robert (Bo) P. Oliver
Bryon L. Romine